Docs/Governance & Compliance/AML/CFT Policy Framework v1.0

AML/CFT Policy Framework v1.0

Last updated: June 2026 | Public Release v1.0

Anti-Money Laundering & Counter-Terrorist Financing Policy

1. Policy Principles

ANCORA implements a privacy-preserving AML/CFT framework that maintains user privacy while enabling optional compliance for regulated service providers. The core protocol does not implement surveillance or tracking – compliance tools are optional layers implemented by service providers.

2. Core Protocol Privacy Protection

The ANCORA core protocol natively:

Does not collect or store user personal information

Does not track or surveil user transactions

Does not implement blacklisting or censorship at protocol level

Provides full transactional privacy for all users by default

All AML/CFT compliance is implemented at the service provider layer (exchanges, wallets, custodians), not at the base protocol layer.

3. Regulated Service Provider Requirements

All regulated service providers (exchanges, custodians, payment processors) using ANCORA must implement:

3.1 Know Your Customer (KYC)

Customer identity verification for all users

Enhanced due diligence for high-risk customers

Politically Exposed Person (PEP) screening

Sanctions list screening (OFAC, UN, EU)

3.2 Transaction Monitoring

Real-time transaction monitoring for suspicious activity

Risk-based transaction limits

Travel rule compliance for transfers between VASPs

Pattern analysis for money laundering indicators

3.3 Reporting Requirements

Suspicious Activity Report (SAR) filing with relevant authorities

Large transaction reporting as required by local regulation

Record keeping for minimum 5 years

Regulatory reporting as required by jurisdiction

4. Privacy-Preserving Compliance Tools

ANCORA provides optional zero-knowledge compliance tools that enable verification without exposing user data:

Zero-knowledge proof of compliance without revealing transaction details

Selective disclosure for regulatory reporting

Privacy-preserving sanctions screening

Encrypted audit trails for regulators

These tools are optional and used only by regulated service providers. Core protocol users are not required to use any compliance tools.

5. Network Sanctions Policy

While the core protocol does not implement censorship, the ANCORA governance system maintains a global sanctions address list for entities on official UN, EU, and OFAC sanctions lists:

Service providers are required to block transactions to/from sanctioned addresses

Governance may vote to add addresses to the public sanctions list

No protocol-level blocking – enforcement is at service provider layer

All additions require 67% governance approval and full evidence disclosure

6. Compliance Oversight

All service providers are independently responsible for local regulatory compliance

ANCORA provides compliance tooling but does not act as a regulator

Governance may revoke ecosystem grants for non-compliant service providers

Annual compliance audit for all grant recipients